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Securities Act
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#	Item
941	Letter From William T. George to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-06-16 11:24:58 Financial regulation Short selling U.S. Securities and Exchange Commission Financial system Christopher Cox Short Securities Exchange Act Investment banking Soft dollar Finance United States securities law Business
942	INITIAL DECISION RELEASE NO. 792 ADMINISTRATIVE PROCEEDING File NoUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-12 12:09:16 U.S. Securities and Exchange Commission Form 10-K Securities and Exchange Commission Form 10-Q Financial regulation Securities and Exchange Commission Finance Form 4 SEC filings Government Securities Exchange Act
943	02 SeptemberNASDAQ OMX Nordic Coloplast A/S Holtedam 1 Add to Reading List Source URL: www.coloplast.com Language: English - Date: 2013-09-02 07:45:48 Finance Financial economics Financial regulation United States securities law Repurchase agreement Securities Act
944	INITIAL DECISION RELEASE NO. 792 ADMINISTRATIVE PROCEEDING File NoUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-12 12:09:16 U.S. Securities and Exchange Commission Form 10-K Securities and Exchange Commission Form 10-Q Financial regulation Securities and Exchange Commission Finance Form 4 SEC filings Government Securities Exchange Act
945	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-C2May 14, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-15 08:22:25 Financial economics 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Law Short Finance Contract Financial markets United States securities law Legal documents
946	Helios High Income Fund, Inc. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:08:17 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law
947	SECURITIES AND EXCHANGE COMMISSION [Release No. ICNotice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 April 24, 2015 The following is a notice of applications for d Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-27 14:40:40 Finance Funds Net asset value Rate of return Collective investment schemes Financial economics Investment Financial services
948	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 8, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-08 12:15:39 Financial regulation Stock market Financial economics Investment Security U.S. Securities and Exchange Commission Securities Act Securities and Exchange Commission Securities Exchange Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
949	OPUS INTERNATIONAL CONSULTANTS LTD SECURITIES TRADING POLICY AND GUIDELINES APRIL 2014 Add to Reading List Source URL: www.opusinternational.com Language: English - Date: 2015-05-07 23:15:58 Finance Business Insider trading Financial system Securities market Securities Act Corruption Stock market Economics
950	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 12, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspension Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-11 20:10:29